Public records provided by the Financial Industry Regulatory Authority (FINRA) on May 23, 2016 indicate that former Illinois-based JP Morgan broker Tony Ogbonna is currently not registered with any state or firm. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ogbonna (CRD# 2771427).
Tony Ogbonna has spent 16 years in the securities industry and was most recently registered with JP Morgan in Evanston, Illinois (2012-2014). Previous registrations include Chase Investment Services in Evanston, Illinois (2005-2012); Banc One Securities in Chicago, Illinois (2000-2005); MetLife Securities in New York, New York (1997-2000); and Metropolitan Life Insurance Company in New York, New York (1997-2000). He is currently not registered with any state or firm.
According to his BrokerCheck report, Tony Ogbonna has received one regulatory sanction and is the subject of a pending regulatory complaint.
In February 2016, Tony Ogbonna was named respondent in a FINRA complaint alleging he “failed to timely respond to FINRA’s requests for information and documents, including copies of his bank and brokerage account statements.” According to FINRA’s allegations, Mr. Ogbonna “only provided the requested documents and information after the initiation of an expedited proceeding against him.” The proceeding in question also dealt with allegations that Mr. Ogbonna willfully failed to disclose a judgment against him. The action remains pending.
In March 2015, FINRA sanctioned Tony Ogbonna following allegations he failed to respond to a request for information. He was suspended from associating with any FINRA member firm in any capacity.
In 2014, Tony Ogbonna was terminated from a JP Morgan affiliate bank following allegations that, among others, he viewed a bank customer’s account without a business purpose to do so, failed to secure confidential bank customer information, and failed to disclose an outside business activity.
If you have lost money investing with Tony Ogbonna, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.