Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 30, 2016 indicate that former Tennessee-based Allstate Financial Services broker Douglas Gregg, also known as Ben Gregg, has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gregg (CRD# 4646585).
Ben Gregg has spent nine years in the securities industry and was most recently registered with Allstate Financial Services in Nashville, Tennessee. He was previously registered with Farmers Financial Solutions in Lakewood, Washington (2003-2011) and Woodbury Financial Services in Oakdale, Minnesota (2003). He is currently not registered with any state or firm.
According to his BrokerCheck report, Ben Gregg has received two regulatory sanctions.
In April 2016, FINRA sanctioned Ben Gregg following allegations that he engaged in an outside business activity, for which he received compensation, without providing prior written notice to his member firm. He was issued a 30-day suspension and a fine of $5,000.
In 2014, FINRA sanctioned Ben Gregg following allegations he failed to respond to a request for information. He was suspended.
In 2014, Ben Gregg was discharged from his position at Allstate Financial Services following allegations he sold property and casualty insurance unapproved by his company and failed to disclose an outside business activity.
If you or someone you know has a complaint regarding Douglas Gregg, also known as Ben Gregg, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.