Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 2, 2016 indicate that California-based NPB Financial Group broker Cynthia Cowden, also known as Cynthia Case, has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Cowden (CRD# 2054676).
Cynthia Cowden has spent 25 years in the securities industry and has been registered with NPB Financial Group in Lake Isabella, California since 2013. Previous registrations include Tricor Financial in Lake Isabella, Florida; Next Financial Group in Lake Isabella, Florida; Advantage Capital Corporation in Atlanta, Georgia; Protective Equity Services in Birmingham, Alabama; and NYLife Securities in New York, New York. She is a registered broker with twelve US states: Arizona, California, Colorado, Indiana, Michigan, Missouri, Nevada, New Hampshire, New Jersey, North Carolina, South Carolina, and South Dakota.
According to her BrokerCheck report, Cynthia Cowden has received two customer complaints.
In 2012, a customer alleged Cynthia Cowden, while employed at Next Financial Group, misrepresented material facts related to an investment, recommended an unsuitable investment, and breached contract. The complaint settled for $163,500.
In 2006, a customer alleged Cynthia Cowden, while employed at Next Financial Group, converted funds, acted negligently, breached her fiduciary duty, committed financial elder abuse, and engaged in fraud. The complaint settled in 2010 for $80,000.
If you have lost money investing with Cynthia Cowden, you may be able to collect lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.