Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 2, 2016 indicate that Arizona-based Morgan Stanley broker/adviser Magaly Carson, also known as Magaly Berrehail and Magaly Hasselkus, has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Carson (CRD# 3073975).
Magaly Carson has spent 17 years in the securities industry and has been registered with Morgan Stanley in Scottsdale, Arizona since 2010. Previous registrations include Wells Fargo Advisors in Scottsdale, Arizona (2005-2010) and Banc One Securities in Chicago, Illinois (1998-2005). She is a registered broker and investment adviser with fourteen US states and territories: Arizona, California, Colorado, Florida, Georgia, Louisiana, Massachusetts, Michigan, New York, North Carolina, Ohio, South Carolina, Texas, and Virginia.
According to her BrokerCheck report, Magaly Carson has received four customer complaints.
In 2012, a customer alleged Magaly Carson, while employed at Wells Fargo Advisors and Morgan Stanley, misrepresented material facts related to an investment. The complaint settled in 2013 for $500,000.
In 2011, a party of customers alleged Magaly Carson, while employed at Wells Fargo Advisors, “abandoned” their accounts, resulting in declines. The complaint settled in 2013 for $17,500.
In 2004, a customer alleged Magaly Carson, while employed at Banc One Securities, failed to follow instructions with respect to the transfer of a retirement account. The complaint settled for more than $2,300.
In 2000, a customer alleged Magaly Carson, while employed at Banc One Securities, misrepresented material facts and executed unauthorized trades. The complaint settled for more than $11,900.
If you or someone you know has a complaint regarding Magaly Carson, also known as Magaly Berrehail and Magaly Hasselkus, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.