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Broker Spotlight: Laurie Braulick

Laurie BraulickPublic records published by the Financial Industry Regulatory Authority (FINRA) on June 10, 2016 indicate that Minnesota-based Capital Financial Services broker/adviser Laurie Braulick has settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Braulick (CRD# 1568481).

Laurie Braulick has spent 28 years in the securities industry and has been registered with Capital Financial Services in New Ulm, Minnesota since 2003. She was previously registered with Arm Securities Corporation in Minot, North Dakota (1988-2003). She is a registered broker and investment adviser with 17 US states and territories: Arizona, California, Colorado, Florida, Iowa, Michigan, Minnesota, Missouri, New York, North Dakota, Ohio, Pennsylvania, South Dakota, Texas, Utah, Washington, and Wisconsin.

According to his BrokerCheck report, Laurie Braulick has received one customer complaint and four pending customer complaints.

In 2012, a customer alleged Laurie Braulick, while employed at Capital Financial Services, negligently misrepresented material facts. The customer is seeking $50,000 in damages in the pending complaint.

In 2012, a customer alleged Laurie Braulick, while employed at Capital Financial Services, negligently misrepresented material facts related to an investment. The customer is seeking $50,000 in damages in the pending complaint.

In 2012, a customer alleged Laurie Braulick, while employed at Capital Financial Services, acted negligently, breached his fiduciary duty, misrepresented material facts, committed fraud, and violated securities regulations. The customer is seeking $50,000 in damages in the pending complaint.

In 2010, a customer alleged Laurie Braulick, while employed at Capital Financial Services, misrepresented material facts related to an investment. The complaint settled in 2012 for $39,125, to which Ms. Braulick individually contributed $5,000.

If you have complaints regarding Laurie Braulick, you may be able to recover lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you recover money. You may have a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.