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Broker Spotlight: Roger Piper

Roger PiperPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 14, 2016 indicate that Ohio-based Morgan Stanley broker/adviser Roger Piper has been the subject of numerous customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Piper (CRD# 2282912).

Roger Piper has spent 22 years in the securities industry and has been registered with Morgan Stanley in Canton, Ohio since 2009. Previous registrations include Morgan Stanley & Company in Canton, Ohio; Morgan Stanley DW in Canton, Ohio; and Prudential Securities in New York, New York. He is a registered broker and investment adviser in seven US states and territories: the District of Columbia, Florida, Nevada, Ohio, South Carolina, Tennessee, and Washington.

According to his BrokerCheck report, Roger Piper has received seven customer complaints.

In 2005, a customer alleged Roger Piper, while employed at Prudential Securities, recommended an unsuitable TransAmerica annuity investment. The complaint settled in 2006 for more than $214,000.

In 2005, a customer alleged Roger Piper, while employed at Prudential Securities, promoted an unsuitable asset allocation. The complaint settled in 2006 for $15,000.

In 2005, a customer alleged Roger Piper, while employed at Prudential Securities, recommended unsuitable investments. The complaint settled for more than $94,700.

In 2003, a customer alleged Roger Piper, while employed at Prudential Securities, misrepresented material facts and made unsuitable investment recommendations. The complaint settled in 2005 for $400,000.

In 2003, a customer alleged Roger Piper, while employed at Prudential Securities, recommended unsuitable investments. The complaint settled in 2005 for $150,000.

In 2003, a customer alleged Roger Piper, while employed at Prudential Securities, recommended unsuitable investments. The complaint settled in 2004 for $80,000.

In 2001, a customer alleged Roger Piper, while employed at Prudential Securities, recommended unsuitable investments. The complaint settled in 2006 for $5,000.

If you or someone you know has complaints regarding Roger Piper, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.