Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 14, 2016 indicate that Florida-based Cetera Advisors broker/adviser Sherry Bremer, also known as Sherry Tucker, has been sanctioned by the Florida Office of Financial Regulation. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Bremer (CRD# 1194878).
Sherry Bremer has spent 32 years in the securities industry and has been registered with Cetera Advisors in Orlando, Florida since 2015. Previous registrations include Triad Advisors in Winter Park, Florida; Summit Brokerage Services in Oxford, Florida; AIG Financial Advisors in Winter Park, Florida; Lincoln Financial Advisors in Maitland, Florida; Raymond James Financial Services in Winter Park, Florida; Fiserv Investor Services in Houston, Texas; Raymond James Financial Services in St. Petersburg, Florida; JJB Hilliard WL Lyons in Louisville, Kentucky; Robert W. Baird & Company in Milwaukee, Wisconsin; Illinois Company Investments; Integrated Resources Equity Corporation; and Thomson McKinnon Securities. She is a registered broker and investment adviser with five US states and territories: the District of Columbia, Florida, Indiana, North Carolina, and Rhode Island.
According to her BrokerCheck report, Sherry Bremer has receive one regulatory sanction and one customer complaint, and was discharged from her position at Raymond James Financial Services.
In April 2015, the Florida Office of Financial Regulation sanctioned Sherry Bremer following allegations she “conducted investment advisory business” without lawful registration. She was issued a fine of $5,000.
In 2006, Sherry Bremer was discharged from Raymond James Financial Services following allegations she exercised discretion without authorization or approval.
In 2001, a customer alleged Sherry Bremer, while employed at Robert W. Baird & Company, recommended unsuitable transactions, executed excessive trades, and used discretion without authorization. The complaint settled for $35,000.
If you or someone you know has lost money investing with Sherry Bremer, also known as Sherry Tucker, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.