Public records provided by the Financial Industry Regulatory Authority (FINRA) on June 23, 2016 indicate that former Kentucky-based LPL Financial broker Edward Bosch, Sr. has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bosch (CRD# 1127469).
Edward Bosch has spent 29 years in the securities industry and was most recently registered with LPL Financial in Florence, Kentucky (2010-2016). Previous registrations include Signator Investors in Florence, Kentucky; MetLife Securities in New York, New York; Metropolitan Life Insurance Company in New York, New York; AMEV Investors in Oakdale, Minnesota; and Pruco Securities Corporation. He is currently not registered with any state or firm.
According to his BrokerCheck Report, Edward Bosch has received one FINRA sanction and one customer complaint.
In June 2016, FINRA sanctioned Edward Bosch following allegations that “during the course of an investigation into allegations that he converted customer funds and generated false account statements to conceal his misconduct, he refused to respond to FINRA’s request for documents and information.” He was permanently barred from the securities industry.
In March 2016, Edward Bosch voluntarily resigned from IFP Advisors during a “review of allegations that advisor deposited client funds into a personal bank account and provided client with false account statements to conceal such deposit.”
In March 2016, Edward Bosch voluntarily resigned from LPL Financial following allegations he “deposited client funds into a personal bank account and provided client with false account statements to conceal such deposit.”
In 2002, a customer alleged Edward Bosch, while employed at MetLife Securities, misappropriated funds. The complaint settled for more than $112,800.
If you or someone you know has lost money investing with Edward Bosch, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.