Public records published by the Financial Industry Regulatory Authority (FINRA) on June 27, 2016 indicate that Florida-based National Securities broker Marshall Isaacson has been named in a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Isaacson (CRD# 1140370).
Marshall Isaacson has spent 33 years in the securities industry and has been registered with National Securities Corporation in Boca Raton, Florida since 2007. Previous registrations include Ladenburg Thalmann & Company in Boca Raton, Florida; Oppenheimer & Company in New York, New York; Ryan Beck & Company in Florham Park, New Jersey; Gruntal & Company in New York, New York; Janney Montgomery Scott in Philadelphia, Pennsylvania; Prudential Securities in New York, New York; Smith Barney in New York, New York; Lehman Brothers in New York, New York; PaineWebber in Weehawken, New Jersey; and JB Hanauer & Company. He is a registered broker with nine US states: California, Connecticut, Florida, Georgia, Maryland, New Jersey, New York, Ohio, and Wisconsin.
According to his BrokerCheck report, Marshall Isaacson is the subject of a pending customer complaint.
In March 2016, a customer alleged Marshall Isaacson, while employed at National Securities, executed unauthorized trades and made unsuitable investment recommendations. He customer is seeking $300,000 in damages in the pending complaint.
In 2012, the Internal Revenue Service filed a tax lien totaling $41,279.96 against Marshall Isaacson. The lien remains unsatisfied.
In 2010, Marshall Isaacson filed for Chapter 7 bankruptcy in the United States Bankruptcy Court for the Southern District of Florida. The filing was later discharged.
If you or someone you know has lost money investing with Marshall Isaacson, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: you will only pay Fitapelli Kurta if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.