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William Ditty Has Nine Outstanding Liens

William Ditty Public records published by the Financial Industry Regulatory Authority (FINRA) on June 28, 2016 indicate that Ohio-based HD Vest Investment Services broker/adviser William Ditty, Jr. has been named in a pending FINRA complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ditty (CRD# 2143553).

William Ditty has spent 24 years in the securities industry and has been registered with HD Vest Investment Services in Dublin, Ohio since 1991. He has no previous registrations. He is a registered broker and investment adviser in Ohio.

According to his BrokerCheck report, William Ditty is the subject of one pending regulatory sanction and nine judgments or liens.

In June 2016, William Ditty was named respondent in a FINRA complaint alleging “he willfully failed to timely amend his Form U4 to disclose an unsatisfied Internal Revenue Service (IRS) tax lien totaling $107,519.01 that was filed against him.” FINRA additionally alleged that Mr. Ditty “made false affirmations” on his firm’s annual compliance attestations. The action remains pending.

In 2014, the State of Ohio filed a tax lien totaling $6,302.78 against William Ditty. The lien remains outstanding.

In 2014, the State of Ohio filed a tax lien totaling $3,439.91 against William Ditty. The lien remains outstanding.

In 2014, the State of Ohio filed a tax lien totaling $2,315.56 against William Ditty. The lien remains outstanding.

In 2014, the State of Ohio filed a tax lien totaling $5,162.19 against William Ditty. The lien remains outstanding.

In 2014, the State of Ohio filed a tax lien totaling $2,520.77 against William Ditty. The lien remains outstanding.

In 2009, the State of Ohio filed a tax lien totaling $7,319 against William Ditty. The lien remains outstanding.

In 2009, the State of Ohio filed a tax lien totaling $8,305 against William Ditty. The lien remains outstanding.

In 2009, the State of Ohio filed a tax lien totaling $9,492 against William Ditty. The lien remains outstanding.

In 2009, the State of Ohio filed a tax lien totaling $5,321 against William Ditty. The lien remains outstanding.

If you have lost money investing with William Ditty, Jr., call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.