Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 5, 2016 indicate that New York-based Sagepoint Financial broker/adviser Jerry Wells has received two customer complaints and was discharged from his former position at Wells Fargo Advisors. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wells (CRD# 1015358).
Jerry Wells has spent 34 years in the securities industry and has been registered with Sagepoint Financial in Rochester, New York since May 2016. Previous registrations include MetLife Securities in Rochester, New York; Metropolitan Life Insurance Company in Rochester, New York; Pruco Securities in Newark, New Jersey; the Prudential Insurance Company of America in Newark, New Jersey; Brent Capital in Pittsford, New York; and Essex Capital Markets in Rochester, New York. He is a registered broker and investment adviser with four US states: Connecticut, New York, Pennsylvania, and Virginia.
According to his BrokerCheck report, Jerry Wells has received two customer complaints and was discharged from his former position at Wells Fargo Advisors.
In April 2016, Jerry Wells was terminated from Wells Fargo Advisors following allegations he “did not disclose required information on new business applications and did not follow firm policy with respect to customer signatures on account documents.”
In 2008, a customer alleged Jerry Wells, while employed at MetLife Securities, recommended an unsuitable variable annuity purchase. The complaint settled for more than $7,800.
In 1999, a customer alleged Jerry Wells, while employed at MetLife Securities, forged signatures. The complaint settled in 2000 for more than $700.
If you or someone you know has a complaint regarding Jerry Wells, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.