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Legend Securities broker, Mario Gogliormella: Complaints

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding New York-based Legend Securities broker, Mario Gogliormella.

Mario Gogliormella has spent five years in the securities industry and has been registered with Legend Securities in New York, New York since 2010. He was previously registered with First Midwest Securities in New York (2010). Mr. Gogliormella is a registered broker in 51 US states and territories.

According to his BrokerCheck report, Mario Gogliormella is the subject of one customer complaint and three pending customer complaints.

In 2015 a customer alleged Mario Gogliormella, while employed at Legend Securities, recommended unsuitable investments, executed excessive and unauthorized trades, acted negligently, breached his fiduciary duty, breached his contract, misrepresented material facts related to an investment, and churned the customer’s account. The customer is seeking more than $503,700 in damages in the pending complaint.

In 2015 a customer alleged Mario Gogliormella, while employed at Legend Securities, made unsuitable investment recommendations and breached his fiduciary duty. The customer is seeking more than $536,000 in damages in the pending complaint.

In 2014 a customer alleged Mario Gogliormella, while employed at Legend Securities, failed to supervise his representatives, recommended an unsuitable investment, churned the customer’s account, and executed unauthorized trades. The customer is seeking more than $182,900 in damages in the pending complaint.

In 2014 a customer alleged Mario Gogliormella, while employed at Legend Securities, charged excessive commissions. The complaint settled for more than $9,900.

If you have lost money investing with Mario Gogliormella or Legend Securities, you may be able to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you collect money. The law establishes a limited window to file claims, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.