Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Minnesota-based Signator Investors broker/adviser Thomas Hokr has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hokr (CRD# 1194034).
Thomas Hokr has spent 32 years in the securities industry and has been registered with Signator Investors in Minneapolis and Maple Grove, Minnesota since March 2015. Previous registrations include Investors Capital Corporation in Bloomington, Minnesota; LPL Financial in Maple Grove, Minnesota; Royal Alliance Associates in New York, New York; Walnut Street Securities in El Segundo, California; and Cigna Securities in Radnor, Pennsylvania. He is a registered broker and investment adviser with eight US states: Arizona, California, Florida, Michigan, Minnesota, Nevada, Texas, and Wisconsin.
According to his BrokerCheck report, Thomas Hokr has received two customer complaints.
In 2014, a customer alleged Thomas Hokr, while employed at Edward D. Jones, LPL Financial, and Investors Capital, recommended unsuitable investments. The complaint settled in January 2016 for $5,000.
In 1994, a customer alleged Thomas Hokr committed fraud, acted negligently, and misrepresented material facts related to an investment. The complaint settled for $11,000.
If you have complaints regarding or have lost money investing with Thomas Hokr, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.