Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 15, 2016 indicate that Maryland-based Wells Fargo Advisors broker/adviser Troy Bryant has been the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bryant (CRD# 2361343).
Troy Bryant has spent 22 years in the securities industry and has been registered with Wells Fargo Advisors in Baltimore, Maryland since March 2015. Previous registrations include UBS Financial Services in Baltimore, Maryland; Merrill Lynch in Baltimore, Maryland; Prudential Securities in New York, New York; Smith Barney in New York, New York; Baltimore Bancorp Investment Services; Smith Barney Shearson in New York, New York; and Lehman Brothers in New York, New York. He is a registered broker and investment adviser with 17 US states and territories: California, Colorado, Connecticut, Delaware, the District of Columbia, Florida, Georgia, Maryland, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Wisconsin.
According to his BrokerCheck report, Troy Bryant has received two customer complaints and one pending customer complaint.
In September 2015, a customer alleged Troy Bryant, while employed at Wells Fargo Advisors, executed unauthorized trades. The customer is seeking $29,000 in damages in the pending complaint.
In 1998, a customer alleged Troy Bryant, while employed at Prudential Securities, grossly mishandled her account “by putting all her eggs in one basket.” The complaint settled for $8,000, to which Mr. Bryant individually contributed $1,500.
In 1998, a customer alleged Troy Bryant, while employed at Prudential Securities, executed unsuitable transactions. The complaint settled for $9,000.
If you have lost money investing with Troy Bryant, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.