Published on:

Armand Fisher Sanctioned by State of Connecticut

Armand Fisher Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 25, 2016 indicate that Connecticut-based Signator Investors broker/adviser Armand Fisher has received numerous settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Fisher (CRD# 1528479).

Armand Fisher has spent 29 years in the securities industry and has been registered with Signator Investors in Rocky Hill, Connecticut since 2013. Previous registrations include MetLife Securities in Glastonbury, Connecticut; Equity Services in East Hartford, Connecticut; Washington Square Securities in Des Moines, Iowa; Chubb Securities in Fort Wayne, Indiana; Broad Reach Capital; and Walnut Street Securities in El Segundo, California. He is a registered broker and investment adviser with six US states and territories: California, Connecticut, Florida, Massachusetts, Ohio, and Pennsylvania.

According to his BrokerCheck report, Armand Fisher has received one regulatory sanction, two customer complaints, and four pending customer complaints.

In November 2015, a customer alleged Armand Fisher, while employed at MetLife, misrepresented the fees associated with a variable annuity. The customer is seeking unspecified damages in the pending complaint.

In October 2015, a customer alleged Armand Fisher, while employed at Equity Services, misrepresented material facts related to a life insurance policy. The customer is seeking unspecified damages in the pending complaint.

In September 2015, the State of Connecticut Insurance Department sanctioned Armand Fisher following allegations he sold unsuitable insurance annuities. He was ordered to pay fines and restitution exceeding $30.000.

In 2014, a customer alleged Armand Fisher, while employed at MetLife Securities, inappropriately recommended a variable annuity fund transfer. The complaint settled for more than $33,800.

In 2004, a customer alleged Armand Fisher, while employed at Washington Square Securities, misrepresented and omitted material facts related to an investment. The customer is seeking $311,954 in damages in the pending complaint.

In 2003, a customer alleged Armand Fisher, while employed at Equity Services, misrepresented and omitted material facts related to an investment. The customer is seeking $71,199 in damages in the pending complaint.

If you or someone you know has lost money investing with Armand Fisher, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.