Published on:

Broker Spotlight: Jonathan Peskin

Jonathan PeskinPublic records published by the Financial Industry Regulatory Authority (FINRA) on July 25, 2016 indicate that Florida-based National Securities broker Jonathan Peskin has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Peskin (CRD# 1251889).

Jonathan Peskin has spent 28 years in the securities industry and has been registered with National Securities in Boca Raton, Florida since 2008. Previous registrations include Summit Brokerage Services in Boca Raton, Florida; Wachovia Securities in St. Louis, Missouri; JW Genesis Securities in Boca Raton, Florida; PaineWebber in Weehawken, New Jersey; Smith Barney in New York, New York; and Dean Witter Reynolds. He is a registered broker and investment adviser with eight US states and territories: California, Florida, Georgia, Iowa, Minnesota, New Jersey, New York, and Pennsylvania.

According to his BrokerCheck report, Jonathan Peskin has received seven customer complaints.

In April 2015, a customer alleged Jonathan Peskin, while employed at National Securities, misrepresented material facts related to an investment. The complaint settled for more than $32,400.

In 2006, a customer alleged Jonathan Peskin, while employed at Summit Brokerage Services, charged excessive commissions. The complaint settled for more than $7,000.

In 2006, Jonathan Peskin was discharged from his position at Summit Brokerage Services following allegations he charged mark-ups in fee-based accounts.

In 2001, a customer alleged Jonathan Peskin, while employed at JW Genesis Securities, made unsuitable recommendations, executed unauthorized trades, misrepresented material facts, and churned the account. The complaint resulted in an award to the customer of $45,656.

In 1997, a customer alleged Jonathan Peskin, while employed at PaineWebber, did not fully explain the tax implications of an early annuity withdrawal. The complaint settled for $10,000.

In 1996, a customer alleged Jonathan Peskin, while employed at PaineWebber, executed unauthorized trades and made unsuitable investment recommendations. The complaint settled for $22,000.

In 1991, a customer alleged Jonathan Peskin, while employed at Dean Witter Reynolds, engaged in unauthorized trading. The complaint resulted in an award to the customer of $712.

If you have lost money investing with Jonathan Peskin, you may be able to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds.  Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.