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Andrew Bodner Has Settled Complaints for Auction Rate Securities

Andrew Bodner Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 25, 2016 indicate that New Jersey-based Comprehensive Asset Management and Servicing broker/adviser Andrew Bodner has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bodner (CRD# 1765438).

Andrew Bodner has spent 28 years in the securities industry and has been registered with Comprehensive Asset Management and Servicing in Parsippany, New Jersey since 2010. Previous registrations include UBS Financial Services in Florham Park, New Jersey; the GMS Group in Livingston, New Jersey; and Moore & Schley, Cameron & Company. He is a registered broker and investment adviser with the following US states: Connecticut, Delaware, Florida, Maine, New Jersey, New York, North Carolina, and Pennsylvania.

According to his BrokerCheck report, Andrew Bodner has received two customer complaints and one denied customer complaint.

In October 2015, a customer alleged Andrew Bodner, while employed at UBS Financial Services, recommended unsuitable investments, misrepresented material facts related to investments, and executed unauthorized purchases. The customer sought $270,000 in damages in the complaint, which was denied.

In 2008, a customer alleged Andrew Bodner, while employed at UBS Financial Services, engaged in misconduct related to the sale of an auction rate security. The complaint settled for $400,000.

In 2008, a customer alleged Andrew Bodner, while employed at UBS Financial Services, had given them the understanding that an auction rate security investment would be risk free and liquid. The complaint settled for $425,000.

If you have lost money investing with Andrew Bodner, you may be entitled to recover lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you recover money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.