Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 27, 2016 indicate that former California-based Morgan Stanley broker Jamie Aguilar is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Aguilar (CRD# 3082057).
Jamie Aguilar has spent 17 years in the securities industry and was most recently registered with Morgan Stanley Smith Barney in San Diego, California (2009-2016). He was previously registered with Citigroup Global Markets in San Diego, California (1998-2008). He is currently not registered with any state or firm.
According to his BrokerCheck report, Jamie Aguilar has received two customer complaints and one pending customer complaint, and was discharged from his position at Morgan Stanley.
In May 2016, Jamie Aguilar was terminated from his position at Morgan Stanley following allegations involving an “outside financial transaction between the financial advisor and a client of the firm, which was not disclosed to the firm.”
In 2014, a customer alleged Jamie Aguilar, while employed at Morgan Stanley, engaged in an inappropriate and unsuitable investment strategy, and transferred and liquidated funds without authorization. The customer is seeking $2,000,000 in damages in the pending complaint.
In 2009, a customer alleged Jamie Aguilar, while employed at Citigroup Global Markets, misrepresented material facts and recommended unsuitable investments. The complaint settled in 2010 for $750,000.
In 2005, a customer alleged Jamie Aguilar, while employed at Citigroup Global Markets, executed an unauthorized purchase. The complaint settled for more than $17,400.
If you or someone you know has complaints regarding Jamie Aguilar, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.