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Ray Anthony San Pedro Has Pending Tax Lien

Ray Anthony San PedroPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 9, 2016 indicate that New York-based National Securities Corporation broker Ray Anthony San Pedro has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. San Pedro (CRD# 4565686).

Ray Anthony San Pedro has spent 13 years in the securities industry and has been registered with National Securities Corporation in New York, New York since 2008. Previous registrations include Rockwell Securities in New York, New York; Chicago Investment Group, which has since been expelled by FINRA, in New York, New York; First Republic Group, which has since been expelled by FINRA, in New York, New York; and Gilford Securities Corporation in New York, New York. He is a registered broker with 43 US states and territories.

According to his BrokerCheck report, Ray Anthony San Pedro has received one customer complaint, one denied customer complaint, one closed customer complaint, and one tax lien.

In June 2015, the Internal Revenue Service filed a tax lien totaling $48,344 against Ray Anthony San Pedro. The lien remains unsatisfied.

In 2014, a customer alleged Ray Anthony San Pedro, while employed at National Securities Corporation, made unsuitable investment recommendations. The customer sought $6,775 in damages in the complaint, which was denied.

In 2012, a customer alleged Ray Anthony San Pedro, while employed at National Securities Corporation, failed to follow instructions. The complaint settled in 2013 for $17,000, to which Mr. San Pedro individually contributed $17,000.

In 2007, a customer alleged Ray Anthony San Pedro, while employed at First Republic Group, executed an unauthorized purchase of Provident Energy stock. The customer sought more than $33,300 in damages in the complaint, which was closed with no action taken.

If you have lost money investing with Ray Anthony San Pedro, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.