Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 9, 2016 indicate that California-based Securities America broker/adviser Arlon Enmeier has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Enmeier (CRD# 1000999).
Arlon Enmeier has spent 34 years in the securities industry and has been registered with Securities America in San Clemente, California since 1994. Previous registrations include Linsco/Private Ledger Corporation in Boston, Massachusetts; EBM World Network Incorporated; IDM Securities Corporation; All Services Financial Center; and University Securities. He is a registered broker and investment adviser with 23 US states and territories: Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Kansas, Mississippi, Montana, Nebraska, Nevada, New York, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, Utah, Virginia, Washington, and Wisconsin.
According to his BrokerCheck report, Arlon Enmeier has received three customer complaints and one closed customer complaint.
In 2012, a customer alleged Arlon Enmeier, while employed at Securities America, liquidated her CVB Financial Corporation positions without her consent. The complaint resolved with a trade correction in the customer’s account.
In 2005, a customer alleged Arlon Enmeier, while employed at Securities America, recommended unsuitable investments. The customer sought $27,359 in damages in the complaint, which was closed.
In 1994, a customer alleged Arlon Enmeier, while employed at IDM Securities, assisted in the purchase of forged trust deeds. In 1994, the complaint resulted in an award to the customer of $400,000, to which Mr. Enmeier individually contributed $400,000.
In 1985, a customer alleged Arlon Enmeier negligently misrepresented material facts, committed fraud, and breached his fiduciary duty. The complaint settled in 1988 for $15,000, to which Mr. Enmeier individually contributed $15,000.
If you have lost money investing with Arlon Enmeier, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.