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Ricardo Sanchez Has Five Outstanding Liens

Ricardo Sanchez Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 8, 2016 indicate that Florida-based PFS Investments broker Ricardo Sanchez has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sanchez (CRD# 2341541).

Ricardo Sanchez has spent 3 years in the securities industry and has been registered with PFS Investments in Miami, Florida since 2000. Previous registrations include WM Financial Services in Irvine, California; Nationsbanc Investments in Boston, Massachusetts; Nations Securities; First Union Brokerage Services in Charlotte, North Carolina; Great Western Financial Securities in Northridge, California; and GKN Securities in New York, New York. He is a registered broker in Florida, Illinois, and New York.

According to his BrokerCheck report, Ricardo Sanchez has received two customer complaints and five judgments or liens.

In 2014, the Internal Revenue Service filed a tax lien totaling $75,306 against Ricardo Sanchez. The lien remains outstanding.

In 2014, the Internal Revenue Service filed a tax lien totaling $37,602 against Ricardo Sanchez. The lien remains outstanding.

In 2013, a customer alleged Ricardo Sanchez, while employed at PFS Investments, made misstatements. The complaint settled in 2014 for $55,474.

In 2012, a customer alleged Ricardo Sanchez, while employed at PFS Investments, made misstatements. The complaint settled in 2014 for $277,534.

In 2010, Ricardo Sanchez filed for Chapter 13 bankruptcy in the United States Bankruptcy Court for the Southern District of Florida. The disposition has since been dismissed.

In 2010, NBT Bank filed a civil judgment or lien totaling $10,016 against Ricardo Sanchez. The judgment or lien remains outstanding.

In 1998, Independent National Mortgage filed a civil judgment or lien totaling $272,070 against Ricardo Sanchez. The judgment or lien remains outstanding.

In 1998, “Aames Cap Corp.” filed a civil judgment or lien totaling $101,568 against Ricardo Sanchez. The judgment or lien remains outstanding.

If you have lost money investing with Ricardo Sanchez, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.