Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 16, 2016 indicate that Connecticut-based Park Avenue Securities broker/adviser Robert Worgaftik has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Worgaftik (CRD# 870270).
Robert Worgaftik has spent 36 years in the securities industry and has been registered with Park Avenue Securities in Farmington, Connecticut since 1999. Previous registrations include Guardian Investor Services Corporation in New York, New York; Cardell & Associates; CNA Investor Services; and Cigna Securities. He is a registered broker and investment adviser with 29 US states and territories.
According to his BrokerCheck report, Robert Worgaftik has received one customer complaint and one denied customer complaint.
In 2014, a customer alleged Robert Worgaftik, while employed at Park Avenue Securities, facilitated an unsuitable investment within a 401k plan. The complaint settled for $200,000, to which Mr. Worgaftik individually contributed $2,500.
In 2013, a customer alleged Robert Worgaftik, while employed at Park Avenue Securities, committed forgery and misappropriated commissions. The customer sought $14,318 in damages in the complaint, which was denied.
If you have complaints regarding Robert Worgaftik, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.