Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 16, 2016 indicate that former New Jersey-based National Securities broker Edward Mirabella is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mirabella (CRD# 2843670).
Edward Mirabella has spent 13 years in the securities industry and was most recently registered with National Securities in Edison, New Jersey (2009-2016). Previous registrations include Aura Financial Services in Islandia, New York; JP Turner & Company in Melville, New York; Westpark Capital in Melville, New York; Salomon Grey Financial, which has since been expelled by FINRA, in Dallas, Texas; and Murjen Financial in Jericho, New York. He is currently not registered with any state or firm.
According to his BrokerCheck report, Edward Mirabella has received three customer complaints and one pending customer complaint.
In 2014, a customer alleged Edward Mirabella, while employed at National Securities, executed unauthorized trades. The customer is seeking $40,000 in damages in the pending complaint.
In 2013, a customer alleged Edward Mirabella, while employed at National Securities, acted negligently, breached contract, and breached his fiduciary duty. The complaint settled in 2014 for $36,000, to which Mr. Mirabella individually contributed $36,000.
In 2007, a customer alleged Edward Mirabella, while employed at JP Turner & Company, executed unauthorized trades. The complaint settled for $7,500, to which Mr. Mirabella individually contributed $7,500.
In 2007, a customer alleged Edward Mirabella, while employed at JP Turner & Company, charged excessive commissions, executed excessive trades, and failed to follow instructions. The complaint settled for $4,999.
If you have lost money investing with Edward Mirabella, you may be entitled to recover lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you recover money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.