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James Lewis Has Five Customer Complaints

James LewisPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 16, 2016 indicate that DC-based Merrill Lynch broker/adviser James Lewis has been the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lewis (CRD# 1125729).

James Lewis has spent 33 years in the securities industry and has been registered with Merrill Lynch in Washington, DC since 1988. He was previously registered with Johnston Lemon & Company (1983-1988). He is a registered broker and investment adviser with 34 US states and territories.

According to his BrokerCheck report, James Lewis has received five customer complaints.

In 2014, a customer alleged James Lewis, while employed at Merrill Lynch, misrepresented material facts related to investments from September 2011 through December 2013. The complaint settled for $43,947.

In 2014, a customer alleged James Lewis, while employed at Merrill Lynch, misrepresented material facts related to investments from March 2011 through March 2014. The complaint settled for more than $34,500.

In 2014, a customer alleged James Lewis, while employed at Merrill Lynch, misrepresented material facts related to investments from March 2011 through March 2014. The complaint settled for more than $42,000.

In 2014, a customer alleged James Lewis, while employed at Merrill Lynch, misrepresented material facts related to investments from July 2011 through December 2013. The complaint settled for $36,191.

In 2013, a customer alleged James Lewis, while employed at Merrill Lynch, executed unauthorized trades. The complaint settled for more than $54,300.

If you have complaints regarding James Lewis, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.