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Joe Hamilton Terminated from Morgan Keegan

Joe Hamilton Public records provided by the Financial Industry Regulatory Authority (FINRA) on August 16, 2016 indicate that Alabama-based Stifel Nicolaus & Company broker/adviser Joe Hamilton Jr. has been the subject of numerous customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hamilton (CRD# 716146).

Joe Hamilton has spent 34 years in the securities industry and has been registered with Stifel Nicolaus & Company in Montgomery, Alabama since 2012. Previous registrations include Morgan Keegan & Company in Montgomery, Alabama; Regions investment Company in Birmingham, Alabama; and George M. Wood & Company. He is a registered broker and investment adviser with 17 US states and territories.

According to his BrokerCheck report, Joe Hamilton has received 20 customer complaints and was terminated from Morgan Keegan & Company.

In 2012, a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, made unsuitable mutual fund investments. The complaint settled in 2013 for $35,700.

In 2011, a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, made unsuitable mutual fund investments. The complaint settled in 2012 for $41,000.

In 2010, a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, made unsuitable mutual fund investments. The complaint settled in 2011 for $450,000.

In 2010, a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, recommended unsuitable mutual funds. The complaint settled in 2011 for more than $78,300.

In 2010, a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, recommended unsuitable mutual fund investments. The complaint settled in 2012 for $85,000.

In 2010, a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, recommended unsuitable mutual funds. The complaint settled in 2013 for $65,000.

In 2010, a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, made unsuitable recommendations. The complaint settled for more than $92,700.

In 2009, a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, misrepresented material facts and recommended unsuitable investments. The complaint settled for $105,000.

In 2009, a customer alleged Joe Hamilton, while employed at Morgan Keegan & Company, misrepresented material facts and made unsuitable recommendations. The complaint settled in 2010 for $195,000.

If you or someone you know has a complaint regarding Joe Hamilton, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.