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Johnnie Jones Has Outstanding Tax Lien

Johnnie JonesPublic records provided by the Financial Industry Regulatory Authority (FINRA) on August 16, 2016 indicate that New York-based Network 1 Financial broker Johnnie Jones has been the subject of resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Jones (CRD# 2705042).

Johnnie Jones has spent 19 years in the securities industry and has been registered with Network 1 Financial Securities in Syosset, New York since July 2016. Previous registrations include National Securities in New York, New York; John Thomas Financial, which has since been expelled by FINRA, in New York, New York; Prestige Financial Center, which has since been expelled by FINRA, in Garden City, New York; Empire Financial Group, which has since been expelled by FINRA, in Longwood, Florida; American Capital Partners in Hauppauge, New York; Ehrenkrantz King Nussbaum, which has since been expelled by FINRA, in Melville, New York; Ehrenkrantz King Nussbaum in New York, New York; Weatherly Securities in New York, New York; Tasin & Company, which has since been expelled by FINRA, in Hauppauge, New York; Morgan Grant Capital in Garden City, New York; and Royce Investment Group in Woodbury, New York. He is currently not registered with any state.

According to his which has since been expelled by finra, BrokerCheck report, Johnnie Jones has received two customer complaints and one pending customer complaint.

In June 2015, a customer alleged Johnnie Jones, while employed at National Securities, breached his fiduciary duty and acted negligently. The complaint settled in July 2015 for $10,000, to which Mr. Jones individually contributed $10,000.

In 2014, the Internal Revenue Service filed a tax lien totaling $16,026 against Johnnie Jones. The lien remains outstanding.

In 2013, a customer alleged Johnnie Jones, while employed at John Thomas Financial, misrepresented material facts and recommended unsuitable investments. The complaint settled in 2014 for $10,000, to which Mr. Jones individually contributed $10,000.

In 2013, a customer alleged Johnnie Jones, while employed at John Thomas Financial, misrepresented material facts, made an unsuitable investment recommendation, and breached his fiduciary duty. The customer is seeking $75,000 I the pending complaint.

In 2011, the Internal Revenue Service filed a tax lien totaling $242,241 against Johnnie Jones. The lien remains outstanding.

In 2011, the Internal Revenue Service filed a tax lien totaling $53,541 against Johnnie Jones. The lien remains outstanding.

In 2008, Johnnie Jones voluntarily resigned from his position at Prestige Financial Center following allegations he “took firm property and private rep property.”

If you have lost money investing with Johnnie Jones, you may be entitled to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you recover money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.