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Edward Baldwin Terminated from JP Morgan Securities

Edward BaldwinPublic records published by the Financial Industry Regulatory Authority (FINRA) on August 23, 2016 indicate that Georgia-based Raymond James & Associates broker/adviser Edward Baldwin has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Baldwin (CRD# 4298532).

Edward Baldwin has spent 15 years in the securities industry and has been registered with Raymond James & Associates in Atlanta, Georgia since 2013. Previous registrations include JP Morgan Securities in Atlanta, Georgia and Merrill Lynch in Alpharetta, Georgia. He is a registered broker and investment adviser with 14 US states and territories: Alabama, Arizona, California, Florida, Georgia, Hawaii, Illinois, Indiana, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia.

According to his BrokerCheck report, Edward Baldwin has received three customer complaints and was terminated from JP Morgan Securities.

In 2013, Edward Baldwin was terminated from JP Morgan Securities following allegations he prepared and sent correspondence to a client containing information he “knew to be false.”

In 2011, a customer alleged Edward Baldwin, while employed at Bear Stearns & Company, recommended unsuitable investments, mismanaged the account, and “exercised de facto discretion.” The complaint settled in 2013 for $102,500.

In 2011, a customer alleged Edward Baldwin, while employed at Bear Stearns & Company, recommended unsuitable investments, mismanaged the account, and “exercised de facto discretion.” The complaint settled in 2013 for $102,500.

In 2008, a customer alleged Edward Baldwin, while employed at JP Morgan, executed unauthorized trades. The complaint settled for $24,000, to which Mr. Baldwin individually contributed $24,000.

If you or someone you know has complaints regarding Edward Baldwin, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.