Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 29, 2016 indicate that former Ohio-based MML Investors Services broker Eric Ott is the subject of a pending regulatory investigation. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ott (CRD# 6262487).
Eric Ott has spent two years in the securities industry and was most recently registered with MML Investors Services in Cincinnati, Ohio (2015-2016). He was previously registered with JP Morgan Securities in Bellevue, Kentucky (2013-2015). He is currently not registered with any state or firm.
According to his BrokerCheck report, Eric Ott has is the subject of a pending investigation by the Ohio Department of Insurance and was discharged from his position at MML Investors Services.
In July 2016, Eric Ott was named respondent in an investigation by the Ohio Department of Insurance into allegations “related to insurance activities.” The investigation remains pending.
In March 2016, Eric Ott was terminated from MML Investors Services following allegations “in connection with a verbal customer complaint related to signature on the traditional life insurance documents.”
In March 2009, Eric Ott filed for Chapter 11 bankruptcy in the United States Bankruptcy Court for the Eastern District of Kentucky, Covington Division. The filing was discharged in June 2009.
If you have lost money investing with Eric Ott, you may be entitled to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.