Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on September 2, 2016 indicate that former Washington-based RP Capital broker/adviser Craig Johnsen has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Johnsen (CRD# 2103838).
Craig Johnsen has spent 19 years in the securities industry and was most recently registered with RP Capital in Gig Harbor, Washington (2005-2016). Previous registrations include Pacific West Securities in Renton, Washington; Key Investments in Cleveland, Ohio; Forth Financial Securities in Richmond, Virginia; SunAmerica Securities in Phoenix, Arizona; IFG Network Securities in Atlanta, Georgia; and First Washington Corporation in Seattle, Washington. He is currently not registered with any state or firm.
According to his BrokerCheck report, Craig Johnsen has received four customer complaints.
In 2013, a customer alleged Craig Johnsen, while employed at RP Capital, incorrectly placed funds in speculative and unsuitable investments. The complaint settled in 2014 for $85,000.
In 2013, a customer alleged Craig Johnsen, while employed at RP Capital, made fraudulent and unsuitable investments. The complaint settled in 2014 for $6,079.
In 2012, a customer alleged Craig Johnsen, while employed at RP Capital and Strategic Capital Group, made unsuitable investment recommendations. The complaint settled in 2013 for $59,123.
In 2011, a customer alleged Craig Johnsen, while employed at RP Capital, did not purposefully care for their portfolio, resulting in losses. The complaint settled in 2012 for $345,811.
If you have lost money investing with Craig Johnsen, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recover lost funds. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.