Public records provided by the Financial Industry Regulatory Authority (FINRA) on September 15, 2016 indicate that New York-based LPL Financial broker/adviser Kenneth Ford has been the subject of resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ford (CRD# 2651512).
Kenneth Ford has spent twenty years in the securities industry and has been registered with LPL Financial in Warwick, New York since 2003. Previous registrations include Ryan Beck & Company in Florham Park, New Jersey; Gruntal & Company in New York, New York; Tucker Anthony in Boston, Massachusetts; Samuel A. Ramirez & Company in New York, New York; and AS Goldmen & Company in Red Bank, New Jersey. He is a registered broker and investment adviser with fourteen US states and territories: Colorado, Connecticut, the District of Columbia, Florida, Illinois, Massachusetts, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Utah, and Vermont.
According to his BrokerCheck report, Kenneth Ford has received two customer complaints and one pending customer complaints.
In November 2015 a party of customers alleged Kenneth Ford, while employed at LPL Financial, “engaged in short term speculative trades and held significant amounts of cash in their accounts contrary to their growth investment objectives.”
In 2001 a customer alleged Kenneth Ford, while employed at Tucker Anthony and Gruntal & Company, failed to follow instructions, inappropriately traded and mismanaged accounts, and recommended unsuitable investments. The complaint settled in 2003 for $79,000.
In 2001 a customer alleged Kenneth Ford, while employed at Tucker Anthony, made an unsuitable investment recommendation. The complaint settled in 2003 for $79,000.
If you have lost money investing with Kenneth Ford, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recover lost funds. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.