Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on September 29, 2016 indicate that Arkansas-based St. Bernard Financial Services broker Daniel Sexton has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sexton (CRD# 2723123).
Daniel Sexton has spent twenty years in the securities industry and has been registered with St. Bernard Financial Services in Russellville, Arkansas since May 2016. Previous registrations include Southeast Investments in Charlotte, North Carolina; Liberty Partners Financial Services in Bakersfield, California; Newbridge Securities in Davidson, North Carolina; Brookstone Securities, which has since been expelled by FINRA, in Cornelius, North Carolina; Investors Capital Corporation in Mooresville, North Carolina; Basic Investors in Cornelius, North Carolina; Empire Financial Group, which has since been expelled by FINRA, in Longwood, Florida; American Investment Services, which has been expelled by FINRA, in Oklahoma City, Oklahoma; Josephthal & Company in New York, New York; Morgan Grant Capital in Garden City, New York; and Gaines Berland in Bethpage, New York. He is a registered broker in California and Texas.
According to his BrokerCheck report, Daniel Sexton has received one customer complaint and was discharged from Liberty Partners Financial Services.
In 2013 Daniel Sexton was terminated from his position at Liberty Partners Financial Services following allegations he failed to update his CRD.
In 1998 a customer alleged Daniel Sexton, while employed at GBI Capital Partners, made unsuitable recommendations, misrepresented material facts, effected excessive transactions, and executed unauthorized transactions. The complaint settled in 2000 for $95,000.
If you have lost money investing with Daniel Sexton, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recoup your losses. All cases are taken on contingency, which means Fitapelli Kurta only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.