Publicly available records provided by the Financial Industry Regulatory Authority indicate that Minnesota-based Feltl & Company broker/adviser Robert Soleim has received a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Soleim (CRD# 2142991).
Robert Soleim has spent 25 years in the securities industry and has been registered with Feltl & Company in Inver Grove Heights, Minnesota since August 2015. Previous registrations include Fintegra in Mendota Heights, Minnesota; Berthel Fisher & Company Financial Services in Lilydale, Minnesota; Feltl & Company in North Oaks, Minnesota; Stifel Nicolaus & Company in St. Louis, Missouri; Miller Johnson Steichen Kinnard in Minneapolis, Minnesota; Miller Johnson & Kuehn in Minneapolis, Minnesota; and John G. Kinnard & Company in Minneapolis, Minnesota. He is a registered broker and investment adviser with three US states: California, Florida, and Minnesota.
According to his BrokerCheck report, Robert Soleim has received one customer complaint and one tax lien.
In February 2015 the Internal Revenue Service filed a tax lien totaling $39,480 against Robert Soleim. The lien remains outstanding.
In 2013 Robert Soleim was terminated from his position at Berthel Fisher & Company Financial Services following allegations he “allowed a client to sign blank forms and took investment instruction from an unauthorized 3rd party.”
In 2005 Robert Soleum was permitted to resign from his position at Stifel Nicolaus & Company following allegations of “inadequate disclosure of outside business activity.”
In 1997 a customer alleged Robert Soleim, while employed at John G. Kinnard & Company, executed unsuitable trades, made unauthorized discretionary transactions, and effected excessive trades. The complaint settled in 1999 for $35,000.
If you or someone you know has a complaint regarding Robert Soleim, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.