Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on September 29, 2016 indicate that Colorado-based Wells Fargo Advisors broker/adviser Chad Gildig has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gildig (CRD# 2510924).
Chad Gildig has spent nineteen years in the securities industry and has been registered with Wells Fargo Advisors in Denver, Colorado since 2004. Previous registrations include Quick & Reilly in New York, New York (2002-2004) and Fidelity Brokerage Services in Smithfield, Rhode Island (1997-2002). He is a registered broker and investment adviser with twenty US states and territories: Arizona, California, Colorado, Connecticut, Florida, Illinois, Minnesota, Missouri, Nevada, New Mexico, New York, Oklahoma, Oregon, South Carolina, South Dakota, Texas, Utah, Virginia, Washington, and Wyoming.
According to his BrokerCheck report, Chad Gildig has received one customer complaint and one denied customer complaint.
In 2013 a customer alleged Chad Gildig, while employed at Wells Fargo Advisors and AXA Advisors, failed to follow instructions regarding a GMIB election. The complaint settled in March 2015 for more than $112,700.
In 2012 a customer alleged Chad Gildig, while employed at Wells Fargo, misrepresented that an automatic reset program was in place for his annuity contract when it in fact was not. The customer sought $296,000 in damages in the complaint, which was denied.
If you have lost money investing with Chad Gildig, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.