Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 6, 2016 indicate that Iowa-based DA Davidson & Company broker Gregory Crum is the subject of pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Crum (CRD# 501274).
Gregory Crum has spent 37 years in the securities industry and has been registered with DA Davidson & Company in Des Moines, Iowa since 2009. Previous registrations include Ruan Securities in Des Moines, Iowa (1985-2009) and AF Stepp Investments (1976-1985). He is a registered broker with seventeen US states and territories: Arizona, California, Colorado, Florida, Illinois, Iowa, Kansas, Minnesota, Missouri, Montana, Nebraska, Nevada, New Mexico, South Dakota, Texas, Wisconsin, and Wyoming.
According to his BrokerCheck report, Gregory Crum is the subject of three pending complaints.
In July 2016 a customer alleged Gregory Crum, while employed at DA Davidson & Company, misrepresented certain AgriBank, FCB Subordinated Notes as non-callable before their maturity date. According to FINRA: “early 2016, AgriBank announced that it will redeem the Notes on July 15, 2016 pursuant to a provision in the Notes allowing redemption pursuant to an extraordinary regulatory event, and that at such time the bondholders will receive the par value, plus all accrued, but unpaid interest. Claimant alleges it will incur significant damages upon redemption. The Notes were redeemed on July 15, 2016.” The customer is seeking unspecified damages in the pending complaint.
In May 2016 a customer alleged Gregory Crum, while employed at DA Davidson & Company, misrepresented certain AgriBank, FCB Subordinated Notes as non-callable before their maturity date. The customer is seeking damages exceeding $226,845 in the pending complaint.
In February 2016 a customer alleged Gregory Crum, while employed at DA Davidson & Company, misrepresented and omitted material facts relating to AgriBank, FCB Subordinated Notes. The customer is seeking unspecified damages in the pending complaint.
In 1984 Gregory Crum voluntarily resigned from his position at Bankers Trust Company following “no formal allegations.”
If you have lost money investing with Gregory Crum or AgriBank Subordinated Notes, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.