Public records filed by the Financial Industry Regulatory Authority (FINRA) on September 28, 2016 indicate that California-based LPL Financial broker/adviser Eric Schindler has received several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Schindler (CRD# 1439999).
Eric Schindler has spent 29 years in the securities industry and has been registered with LPL Financial in La Mesa, California since April 2016. Previous registrations include Cetera Advisors in La Mesa, California; Pacific West Securities in La Mesa, California; National Planning Corporation in El Segundo, California; Sentra Securities in Phoenix, Arizona; United Pacific Securities in Carlsbad, California; and Locust Street Securities in Des Moines, Iowa. He is a registered broker and investment adviser with thirteen US states and territories: Arkansas, California, Colorado, Florida, Georgia, Idaho, Michigan, Missouri, Nevada, Texas, Virginia, and Washington.
According to his BrokerCheck report, Eric Schindler has received three customer complaints and one pending customer complaint.
In 2015 a customer alleged Eric Schindler, while employed at National Planning Corporation, breached his fiduciary duty, misrepresented and omitted material facts, failed to supervise, participated in unfair and deceptive trade practices, and violated state and federal securities laws. The customer is seeking unspecified damages in the pending complaint.
In 2013 a customer alleged Eric Schindler, while employed at Pacific West Securities, sold unsuitable investments, breached his fiduciary duty, committed fraud, breached contract, and acted negligently. The complaint settled in February 2015 for $750,000.
In 2000 a customer filed a complaint against Eric Schindler in connection to allegations that a product he sold, while employed at United Pacific Securities, failed. The complaint settled for $55,000.
In 2000 a customer filed a complaint against Eric Schindler in connection to allegations that a product he sold, while employed at United Pacific Securities, failed. The complaint settled in 2003 for $40,000.
If you have lost money investing with Eric Schindler, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.