Public records provided by the Financial Industry Regulatory Authority (FINRA) on September 28, 2016 indicate that New Jersey-based Morgan Stanley broker/adviser Kenneth Stewart has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Stewart (CRD# 2263310).
Kenneth Stewart has spent 23 years in the securities industry and has been registered with Morgan Stanley in Lawrenceville, New Jersey since 2013. Previous registrations include UBS Financial Services in Williamsville, New York; SC Parker & Company in Williamsville, New York; Charles Schwab & Company in San Francisco, California; Harold C. Brown & Company in Buffalo, New York; Smith Barney Shearson in New York, New York; Lehman Brothers in New York, New York; and Domestic Capital. He is a registered broker and investment adviser with eleven US states and territories: California, Delaware, Florida, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Tennessee, and Texas.
According to his BrokerCheck report, Kenneth Stewart has received three customer complaints.
In 2005 a customer alleged Kenneth Stewart, while employed at SC Parker & Company, recommended an unsuitable investment. The complaint settled for $60,000.
In 2003 a customer alleged Kenneth Stewart, while employed at SC Parker & Company, recommended unsuitable products. The complaint resulted in an award to the customer of $30,000.
In 2002 a customer alleged Kenneth Stewart, while employed at SC Parker & Company, recommended unsuitable investments and over-concentrated investments. The complaint settled for more than $15,400.
If you or someone you know has lost money investing with Kenneth Stewart, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.