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Kevin Houser Settles Complaint in 2015 For $325,000

Kevin Houser Public records published by the Financial Industry Regulatory Authority (FINRA) on September 28, 2016 indicate that Ohio-based Securities America broker/adviser Kevin Houser has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Houser (CRD# 4072700).

Kevin Houser has spent fourteen years in the securities industry and has been registered with Securities America in Westlake, Ohio since 2009. Previous registrations include Brecek & Young Advisors in Westlake, Ohio; Donahue Securities in Cincinnati, Ohio; and NYLife Securities in New York, New York. He is a registered broker and investment adviser in Ohio.

According to his BrokerCheck report, Kevin Houser has received four customer complaints.

In 2013 a customer alleged Kevin Houser, while employed at Brecek & Young Advisors, promoted tax credits offered by Louisiana Film Studios in his capacity as an investment professional, but failed to deliver the tax credits, and additionally failed to disclose his financial interest as a creditor of Louisiana Film Studios. The customer also alleged Mr. House breached his fiduciary duty, breached contract, and committed fraud. The complaint settled in 2014 for $74,851.

In 2012 a customer alleged Kevin Houser, while employed at Brecek & Young Advisors, promoted tax credits offered by Louisiana Film Studios in his capacity as an investment professional, but failed to deliver the tax credits, and additionally failed to disclose his financial interest as a creditor of Louisiana Film Studios. The customer also alleged Mr. House breached his fiduciary duty, breached contract, and acted negligently. The complaint settled in 2013 for $170,000.

In 2010 a customer alleged Kevin Houser, while employed at Securities America, promoted tax credits offered by Louisiana Film Studios in his capacity as an investment professional, but failed to deliver the tax credits, and additionally failed to disclose his financial interest as a creditor of Louisiana Film Studios. The customer also alleged Mr. House breached his fiduciary duty, breached contract, and acted negligently. The complaint settled in 2013 for $325,000.

In 2010 a customer alleged Kevin Houser, while employed at Securities America, promoted tax credits offered by Louisiana Film Studios in his capacity as an investment professional, but failed to deliver the tax credits, and additionally failed to disclose his financial interest as a creditor of Louisiana Film Studios. The customer also alleged Mr. House breached his fiduciary duty, breached contract, and acted negligently. The complaint settled in 2013 for $115,000.

If you or someone you know has a complaint regarding Kevin Houser, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.