Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 30, 2016 indicate that Texas-based IMS Securities broker/adviser Jackie Wadsworth has received several resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Wadsworth (CRD# 2342163).
Jackie Wadsworth has spent 22 years in the securities industry and has been registered with IMS Securities in Houston, Texas since 1994. She was previously registered with Retirement Investment Group in Houston, Texas (1993). She is a registered broker and investment adviser with 28 US states and territories.
According to his BrokerCheck report, Jackie Wadsworth has received four customer complaints and one pending customer complaint.
In June 2016 a customer alleged Jackie Wadsworth, while employed at IMS Securities, acted negligently, over-concentrated the account, breached her fiduciary duty, misrepresented material facts, and failed to supervise. The customer is seeking $3,000,000 in damages in the pending complaint.
In 2011 a customer alleged Jackie Wadsworth, while employed at QA3 or Investin Securities, breached contract, breached her fiduciary duty, failed to supervise, and misrepresented material facts related to an investment. The complaint settled for $17,500.
In 2003 a customer alleged Jackie Wadsworth, while employed at IMS Securities, breached contract, recommended unsuitable investments, misrepresented and omitted material facts, breached his fiduciary duty, and acted negligently. The complaint settled in 2004 for $275,000.
In 2000 a customer alleged Jackie Wadsworth, while employed at IMS Securities, failed to supervise a representative. The complaint settled in 2001 for $78,000.
In 1999 a customer alleged Jackie Wadsworth, while employed at IMS Securities, acted negligently, misrepresented material facts, committed fraud, and engaged in deceptive trade practices. FINRA reports that the claim settled for $0.
If you have lost money investing with Jackie Wadsworth, you may be able to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.