Public records published by the Financial Industry Regulatory Authority (FINRA) on October 11, 2016 indicate that Washington- and Oregon-based Madison Avenue Securities broker/adviser Jeffrey Dixson has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dixson (CRD# 4166311).
Jeffrey Dixson has spent sixteen years in the securities industry and has been registered with Madison Avenue Securities in Vancouver, Washington and Portland, Oregon since 2007. previous registrations include Pacific West Securities in Vancouver, Washington; InterSecurities in St. Petersburg, Florida; United Securities Alliance in Greenwood Village, Colorado; and WMA Securities in Duluth, Georgia. he is a registered broker and investment adviser with seventeen US states and territories: Arizona, Arkansas, California, Florida, Georgia, Hawaii, Idaho, Iowa, Minnesota, Nevada, New Mexico, Ohio, Oregon, South Dakota, Tennessee, Utah, and Washington.
According to his BrokerCheck report, Jeffrey Dixson has received one customer complaint and one regulatory sanction.
In September 2015 a customer alleged Jeffrey Dixson, while employed at Madison Avenue Securities, made a poor recommendation and provided poor advice with respect to variable annuity contracts held by Met Life Securities. The complaint settled in April 2016 for $140,000.
In 2007 the State of Washington Office of the Securities Commissioner sanctioned Jeffrey Dixson following allegations he sold unapproved variable annuities to Washington residents and falsely represented that annuity applications were signed in Oregon. He was issued a fine of $6,000.
If you have lost money investing with Jeffrey Dixson, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.