Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on October 11, 2016 indicate that former Colorado-based Parsonex Securities broker Paul Alexander has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Alexander (CRD# 4915122).
Paul Alexander has spent eleven years in the securities industry and was most recently registered with Parsonex Securities in Littleton, Colorado (2013-2016). He was previously registered with PFS Investments in Littleton, Colorado (2005-2013). He is currently not registered with any state or firm.
According to his BrokerCheck report, Paul Alexander has received two customer complaints and was discharged from Parsonex Securities.
In July 2016 Paul Alexander was terminated from Parsonex Securities following allegations he “provided false information to the firm regarding the date he was closing a registered branch office location.”
In 2010 a customer alleged Paul Alexander, while employed at PFS Investments, “misrepresented or omitted surrender penalties and material information about variable annuity contract that she purchased on August 28, 2008.” The complaint settled for $6,000.
In 2008 a customer alleged Paul Alexander, while employed at PFS Investments, made a mistake in the allocation of her funds, resulting in losses. The complaint settled in 2009 for $15,000.
If you or someone you know has lost money investing with Paul Alexander, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.