Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on October 14, 2016 indicate that former Ohio-based Stifel Nicolaus & Company broker Jon Schmidhammer is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Schmidhammer (CRD# 1548931).
Jon Schmidhammer has spent 29 years in the securities industry and was most recently registered with Stifel Nicolaus & Company in Dublin, Ohio (2009-2016). Previous registrations include Merrill Lynch in Upper Arlington, Ohio; Advest in Hartford, Connecticut; UBS Financial Services in Weehawken, New Jersey; Salomon Smith Barney in New York, New York; Lehman Brothers in New York, New York; and Security First Financial. He is currently not registered with any state or firm.
According to his BrokerCheck report, Jon Schmidhammer has been sanctioned by FINRA and resigned from Stifel Nicolaus & Company.
In September 2016 FINRA sanctioned Jon Schmidhammer following allegations he failed to respond to a request for information. He was suspended from associating in any capacity with any FINRA member firm.
In July 2016 Jon Schidhammer voluntarily resigned from Stifel Nicolaus & Company “after his arrest for allegedly stealing money from a client.”
In 2004 Jon Schmidhammer was terminated from UBS Painewebber following allegations he “provided inaccurate statements on pre-employment application.”
If you have lost money investing with Jon Schmidhammer, you may be entitled to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.