Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on October 14, 2016 indicate that former Ohio-based Ameriprise Financial Services broker Justin Weseloh has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Weseloh (CRD# 5321024).
Justin Weseloh has spent five years in the securities industry and was most recently registered with Ameriprise Financial Services in Independence, Ohio (2010-2013). He was previously registered with Signator Investors in Independence, Ohio (2008-2013). He is currently not registered with any state or firm.
According to his BrokerCheck report, Justin Weseloh bas been sanctioned by FINRA and resigned from his position at Ameriprise Financial Services.
In 2014 FINRA sanctioned Justin Weselow following allegations he “wrongfully took, approximately $84,000 (gross) from a branch office of his member firm, including approximately $21,000 in salary payments and $63,000 in commissions.” According to FINRA’s complaint, Mr. Weseloh sent inflated salary figures and commission figures for himself to his payroll company, “even though he was not allowed to receive commission payments pursuant to firm policy.” Mr. Weseloh was permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public.
In 2013 Justin Weseloh was “permitted to resign” from his position at Ameriprise Financial Services “while under investigation related to misappropriation of client funds.”
If you have lost money investing with Justin Weseloh, you may be able to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.