Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on October 26, 2016 indicate that New York-based Citigroup Global Markets broker/adviser Douglas Altmansberger has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Altmansberger (CRD# 3086020).
Douglas Altmansberger has spent eighteen years in the securities industry and has been registered with Citigroup Global Markets in New York, New York since August 2016. Previous registrations include JP Morgan Securities in New York, New York; Chase Investment Services in New York, New York; Quick & Reilly in New York, New York; and Merrill Lynch in New York, New York. He is a registered broker and investment adviser with ten US states and territories: Alabama, California, the District of Columbia, Florida, Maryland, New Jersey, New York, North Carolina, Pennsylvania, and Washington.
According to his BrokerCheck report, Douglas Altmansberger has received two customer complaints and three pending customer complaints.
In February 2016 a customer alleged Douglas Altmansberger, while employed at JP Morgan Securities, made unsuitable recommendations. The customer sought more than $25,000 in damages in the complaint, which was denied.
In 2011 a customer alleged Douglas Altmansberger, while employed at Chase Investment Services, misrepresented material facts related to an investment. The complaint settled for more than $26,000.
In 2010 a customer alleged Douglas Altmansberger, while employed at Chase Investment Services, failed to follow instructions. The customer sought $30,000 in damages in the complaint, which was denied.
In 2009 a customer alleged Douglas Altmansberger, while employed at Chase Investment Services, made unsuitable recommendations and misrepresented material facts. The complaint settled in 2010 for $50,000.
If you have complaints regarding Douglas Altmansberger, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on a contingency basis: Fitapelli Kurta only receives payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.