Public records published by the Financial Industry Regulatory Authority (FINRA) on November 3, 2016 indicate that New York-based Meyers Associates broker Neal Scott has received several resolved or pending customer disputes. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Scott (CRD# 1038348).
Neal Scott has spent 34 years in the securities industry and has been registered with Meyers Associates in New York, New York since September 2015. Previous registrations include Euro Pacific Capital in New York, New York; Bishop Rosen & Company in New York, New York; Westpark Capital in New York, New York; JP Turner & Company in New York, New York; US Securities & Futures Corporation in New York, New York; Joseph Gunnar & Company in New York, New York; First Asset Management in Garden City, New York; Emanuel & Company, which has been expelled by FINRA, in New York, New York; Philips Appel & Walden; and EG Frances & Company. He is a registered broker with fourteen US states and territories: California, Connecticut, the District of Columbia, Florida, Kansas, Maryland, Minnesota, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and the Virgin Islands.
According to his BrokerCheck report, Neal Scott has received one regulatory sanction, three customer complaints, and one pending customer complaint.
In 2015 a customer alleged Neal Scott, while employed at Euro Pacific Capital, breached his fiduciary duty and made unsuitable recommendations. The customer is seeking $150,000 in damages in the pending complaint.
In 2015 the Virginia Securities Department sanctioned Neal Scott following allegations he failed to complete the registration process in the time allotted by the department. His application for registration was subsequently denied.
In 1996 a customer alleged Neal Scott, while employed at Lew Lieberbaum & Company, misrepresented material facts, breached his fiduciary duty, and made unsuitable recommendations. The complaint settled for $262,000.
In 1990 a customer alleged Neal Scott, while employed at Emanuel & Company, misrepresented material facts related to an investment. The complaint resulted in an award to the customer of more than $84,000.
If you have lost money investing with Neal Scott, you may be entitled to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you recover money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.