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William Scholander: One Pending Regulatory Complaint

William Scholander Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 2, 2016 indicate that former New York-based Radnor Trading & Research Company broker William Scholander has been permanently barred from acting as a broker and investment adviser, or otherwise associating with firms that sell securities or provide investment advice to the public. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Scholander (CRD# 2938044).

William Scholander has spent fourteen years in the securities industry and was most recently registered with Radnor Trading & Research Company in New York, New York (2011-2015). Previous registrations include First Merger Capital in New York, New York; Seaboard Securities, which has been expelled by FINRA, in New York, New York; Martinez-Aymes Securities, which has been expelled by FINRA, in New York, New York; Basic Investors in New York, New York; Legend Securities in New York, New York; New York Global Securities in New York, New York; Benchmark Securities Group in Oklahoma City, Oklahoma; Harrison Securities, which has been expelled by FINRA, in Port Washington, New York; Prestige Financial Services, which has been expelled by FINRA, in New York, New York; and Cambridge Capital, which has been expelled by FINRA, in Garden City, New York. He is currently not registered with any state or firm.

According to his BrokerCheck report, William Scholander has received two regulatory complaints and one pending regulatory complaint.

In September 2016 the Securities and Exchange Commission sanctioned William Scholander after a judgment was issued against him in a prior civil action, and after he “pled guilty to one count of conspiracy to commit securities fraud, 18 U.S.C. 1348, and wire fraud, 18 U.S.C. 1343, in violation of 18 U.S.C. 1349, and one count of wire fraud in violation of 18 U.S.C. 1343, before the United States District Court for the Northern District of Ohio.” He was permanently barred from acting as a broker and investment adviser, or otherwise associating with firms that sell securities or provide investment advice to the public.

In 2015 FINRA named William Scholander respondent in a complaint alleging he willfully failed to disclose a customer complaint on his Form U-4. The complaint remains pending.

In 2015 William Scholander was terminated from his position at Radnor Trading & Research after a sanction was placed on him by a FINRA panel.

If you have lost money investing with William Scholander, you may be entitled to recover lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you recover money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.