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Matthew Giannone Under Scrutiny for Six Pending Customer Complaints

Matthew GiannonePublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 3, 2016 indicate that New York-based Oppenheimer & Company broker/adviser Matthew Giannone has received several pending customer disputes. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Giannone (CRD# 2800349).

Matthew Giannone has spent nineteen years in the securities industry and has been registered with Oppenheimer & Company in New York, New York since 2013. Previous registrations include Merrill Lynch in New York (2005-2013) and Citigroup Global Markets in New York (1997-2005). He is a registered broker and investment adviser with nine US states: California, Connecticut, Florida, Georgia, New Jersey, New Mexico, New York, Pennsylvania, and Texas.

According to his BrokerCheck report, Matthew Giannone has received two customer complaints and six pending customer complaints.

In October 2016 a customer alleged Matthew Giannone, while employed at Oppenheimer & Company, made unsuitable and unauthorized investments. The customer is seeking $50,000 in damages in the pending complaint.

In October 2016 a customer alleged Matthew Giannone, while employed at Oppenheimer & Company, executed unauthorized transactions. The customer is seeking $200,000 in damages in the pending complaint.

In October 2016 a customer alleged he, while employed at Oppenheimer & Company, used margin without authorization and misrepresented material facts. The customer is seeking unspecified damages in the pending complaint.

In October 2016 a customer alleged he, while employed at Oppenheimer & Company, churned investments, made unauthorized trades, and used margin without authorization. The customer is seeking $300,000 in damages in the pending complaint.

In October 2016 a customer alleged he, while employed at Oppenheimer & Company, made unauthorized transactions. The customer is seeking $50,000 in damages in the pending complaint.

In February 2016 a customer alleged he, while employed at Oppenheimer & Company, made unsuitable recommendations on margin and borrowed funds. The customer is seeking $1,200,000 in damages in the pending complaint.

In 2010 a customer alleged he, while employed at Merrill Lynch, recommended an unsuitable investment, misrepresented and omitted material facts, made unauthorized trade, and failed to follow instructions. The complaint settled in 2011 for $19,500.

If you or someone you know has lost money investing with Matthew Giannone, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.