Public records published by the Financial Industry Regulatory Authority (FINRA) on November 16, 2016 indicate that former New York-based Wilmington Capital Securities broker Eugene Riggio is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Riggio (CRD# 2571508).
Eugene Riggio has spent eighteen years in the securities industry and was most recently registered with Wilmington Capital Securities in Hawthorne, New York (2015-2016). Previous registrations include Whotrades in New York, New York; Wall Street Access in New York, New York; Labranche Capital in New York, New York; Labranche Financial Services in New York, New York; Gilford Securities in New York, New York; AM Capital, which has been expelled by FINRA, in New York, New York; GBI Capital Partners in Bethpage, New York; Pruco Securities in Newark, New Jersey; and Royce Investment Group in Woodbury, New York. He is currently not registered with any state or firm.
According to his BrokerCheck report, Eugene Riggio recently resigned from Wilmington Capital Securities and is the subject of a pending civil judgment or lien.
In October 2016 Eugene Riggio was “permitted to resign” from his position at Wilmington Capital Securities while the firm was “investigating a loan purported made to Eugene Riggio (or to an LLC controlled by him) by Jason Tyler of $25,000 on 7/31/2016 which is presently unpaid.”
In 2010 one “Jonathan Wurtz” filed a civil judgment or lien totaling $60,000 against Eugene Riggio, The judgment or lien remains outstanding.
If you have suffered losses while investing with Eugene Riggio, you may be entitled to a recovery. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.