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L.O. Thomas & Company broker, Anthony Librizzi: Complaints

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding New Jersey-based L.O. Thomas & Company broker Anthony Librizzi.
 
Anthony Librizzi has spent twenty-four years in the securities industry and has been registered with L.O. Thomas & Company in Linwood, New Jersey since 2013. Previous registrations include Wells Fargo Advisors in Linwood, New Jersey (2009-2013); Citigroup Global Markets in Egg Harbor Township, New Jersey (1999-2009); and Merrill, Lynch, Pierce, Fenner & Smith in New York, New York (1991-1999). Mr. Librizzi is a registered broker in three US states: New York, New Jersey, and Pennsylvania.
 
According to his BrokerCheck report, Anthony Librizzi is the subject of one regulatory sanction and has been terminated from one FINRA member firm. .
 
In September 2015 Anthony Librizzi was sanctioned by the Financial Industry Regulatory Authority (FINRA) following allegations he took a loan from his customers in violations of the rules of his member firm, Wells Fargo Advisors. According to FINRA’s allegations, Mr. Librizzi borrowed a total of $33,000 from two customers: the first loan, for $25,000, was undocumented, and has an outstanding balance of $20,000; the second loan, for $8,000, was documented on a handwritten note and has since been repaid. As a result of the alleged violation, Anthony Librizzi was suspended by FINRA for thirty days and issued a $5,000 fine.
 
In 2013 Anthony Librizzi was permitted to voluntarily resign from his position at Wells Fargo Advisors following allegations he accepted an $8,000 loan from a client.
 
If you have lost money investing with Anthony Librizzi or Wells Fargo Advisors, you may be able to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: we only receive payment if and when you recover money. You might have a limited time to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.