Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 23, 2016 indicate that Florida- and Texas-based Summit Brokerage Services broker/adviser Keith Bradley is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bradley (CRD# 868141).
Keith Bradley has spent 37 years in the securities industry and has been registered with Summit Brokerage Services in Houston, Texas and Boca Raton, Florida since September 2016. Previous registrations include VSR Financial Services in Houston, Texas; Rushmore Securities in Dallas, Texas; Northstar Securities in Dallas, Texas; Dominion Capital in Dallas, Texas; IFG Network Securities in Atlanta, Georgia; Derand/Pennington/Bass; First American National Securities in Duluth, Georgia; and WestAmerica Financial. He is a registered broker and investment adviser in Texas.
According to his BrokerCheck report, Keith Bradley has received one pending customer complaint and four tax liens.
In July 2016 a customer alleged Keith Bradley, while employed at VSR Financial Services, recommended unsuitable investments and acted negligently in connection to equipment leasing securities, real estate securities, direct private placement and limited partnership interests, and oil and gas products. The customer is seeking $100,000 in damages in the pending complaint.
In 2011 the Internal Revenue Service filed a tax lien totaling $400,431 against Keith Bradley. The lien remains outstanding.
In 2002 Montgomery County Court, Texas filed a tax lien totaling $108,959 against Keith Bradley. The lien remains outstanding.
In 1999 Harris County Court, Texas filed a tax lien totaling $109,201 against Keith Bradley. The lien remains outstanding.
In 1989 the Internal Revenue Service filed a tax lien of an unspecified amount against Keith Bradley. The lien remains outstanding.
If you have lost money investing with Keith Bradley, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.