Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 2, 2016 indicate that former Florida-based Raymond James & Associates broker David Kamm is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kamm (CRD# 263644).
David Kamm has spent 46 years in the securities industry and was most recently registered with Raymond James & Associates in St. Augustine, Florida (1997-2016). Previous registrations include Smith Barney in New York, New York; Smith Barney in New York, New York; Lehman Brothers in New York, New York; Dean Witter Reynolds in Purchase, New York; WM C. Roney & Company; and Dupont Walston. He is currently not registered with any state or firm.
According to his BrokerCheck report, David Kamm has received five customer complaints.
In 2016 a customer alleged David Kamm, while employed at Raymond James & Associates, made unsuitable investment recommendations. The complaint settled for $150,000.
In 2000 a customer alleged David Kamm, while employed at Raymond James & Associates, misrepresented material facts. The complaint settled for more than $1,300.
In 2000 a customer alleged David Kamm, while employed at Raymond James & Associates, executed unauthorized trades. The complaint settled for $15,000.
In 1999 a customer alleged he, while employed at Raymond James & Associates, misrepresented material facts and recommended investments that performed poorly.
If you have lost money investing with David Kamm, you may be entitled to recover lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: Fitapelli Kurta only gets paid if and when you recover money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.